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Multi-Asset Clearing

Wedbush Securities provides global clearing and custody solutions for institutional and professional trading firms, broker-dealers, advisors, and family offices. Our strong operational controls, disciplined financial management, and advanced technology ensure efficiency and reliability.

Equities, Options and Fixed Income

Securities Financing

Futures and Futures Options

Foreign Exchange

Treasury Clearing and Financing

Fintech Connectivity

Execution Services

Risk Management & Client Financial Safety

Wedbush delivers real-time risk management through advanced systems and proprietary technology that enhance trade processing, compliance, and integration. Our strong financial safeguards and operational controls ensure client protection and long-term stability.

Comprehensive pre-trade risk controls

Segregated client funds

Real-time and web-based risk monitoring tools

Seamless business continuity solutions

EXCESS SIPC

Wedbush is pleased to provide excess Securities Investor Protection Corporation (“SIPC”) coverage for each of its clients and for clients of correspondent broker-dealers carried on our books. Each account is covered up to $25,500,000* at no charge.

SIPC provides coverage up to $500,000, of which a maximum of $250,000 applies to cash credit balances.

In addition to the SIPC coverage, we have purchased from Lloyd’s of London an excess SIPC bond that provides additional coverage for up to $25,000,000 in cash and securities for each client, subject to an aggregate loss limit of $100,000,000. This bond covers cash credit balances to a maximum of $900,000 for a total of $1,150,000 in cash balances.

*This coverage will replace clients’ cash and/or securities that are otherwise unrecoverable. The coverage does not safeguard against a decline or loss in market value of the securities in your account.

Please be advised that you may obtain information about SIPC, including the SIPC brochure, by contacting SIPC at 202-371-8300 or by visiting www.SIPC.org.

Contact us to learn how we can partner for your financial success.

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Equities, Options and Fixed Income

Wedbush offers global clearing, custody and settlement for equities, options and fixed income (corporate municipals, government agency, CMOs, treasuries, etc.).
  • Fully-Disclosed
  • Omnibus Accounts
  • ETF Creations/Redemptions
  • Portfolio Margin Accounts (PMA)
  • Joint Back Office (JBO)

Member of:

  • All major US Equities and Options Exchanges
  • Clearing organizations: DTCC, NSCC, OCC, FICC, GSCC, MBSCC

Securities Financing

Wedbush’s Securities Finance team delivers an exceptional, personalized experience, standing apart from the institutionalized prime broker securities finance model.
  • Superior multi product coverage, including a dedicated hard to borrow desk
  • Robust fully paid lending and financing programs 
  • Direct communication with our desk providing market color and short rates
  • Access to over 80 Securities Finance counterparts
  • Electronic access to our Stock Locate Portal
  • Dedicated team to manage the complex buy-in and recall process
  • Our head traders have over 25 years of experience navigating the ever-changing Securities Finance landscape

Futures and Futures Options

The Futures team has been supporting trading clients for nearly 40 years. Our operational growth is fueled by client success and a strong reputation for integrity and trust.

Services
  • Client trading facilities / offices
  • 24-hour trade support desk
  • Low latency fiber optic network
  • Co-Location and server hosting in multiple locations
  • Customized reporting
  • Facilities management
  • Network design solutions
  • Straight-Through Processing
  • Allocation accounts with average pricing
  • Global exchange access, including North American, European and Asia/Pacific markets
  • Direct Market Access (DMA)
  • 24-hour execution solutions
  • Based on trading volume, one of the top clearing firms in CFTC regulated crypto futures and options
  • Members of multiple exchanges
  • Creative partnerships with crypto service providers in product offerings such as custodians, issuers and financers

*For more information, see:

Investor Advisory—Virtual Currency | NFA (nfa.futures.org)

Customer Advisory: Understand the Risks of Virtual Currency Trading (cftc.gov)

Foreign Exchange

Wedbush FX offers a comprehensive environment for foreign exchange trading, partnering with industry-leading firms that adhere to best practices for security, access, and risk management. We support various client platform choices, providing access to liquidity and personalized guidance to optimize currency strategies.
  • NFA Regulated Registered Swaps Dealer 
  • Spot FX, forwards, NDF’s, vanilla options, & bullion products
  • 24-hour support desk
  • Centralized back office
  • Prime of Prime (PoP) and direct market access
  • Liquidity from tier 1 banks and non-bank market makers
  • Deliverable facilities for corporations and hedgers
  • T + 1 and same-day settlement
*For more information, go to:
FX Code of Conduct Commitment

Treasury Clearing and Financing

Wedbush’s Prime Treasury clearing business enables approved clients to execute in the U.S. Treasury transactions through Wedbush, with end-of-day positions financed by the Wedbush Repo Desk.
  • Wedbush has trade connections to major broker-dealers for STP processing associated with trade settlement of client trades
  • Wedbush provides clearing and financing for professional trading clients, broker-dealers, hedge funds, and other clients
  • FICC membership offers access to the interdealer financing markets on a highly competitive basis
  • Active in on the run, off the run and special issues
  • Active in deliverable basis trades and relative value trades
  • Able to provide term market throughout the treasury maturities

Fintech Connectivity

Wedbush provides innovative and robust technology solutions to its clearing clients. Our comprehensive suite of cloud-based API libraries and real-time fintech solutions allow clients to seamlessly integrate our technology into their platforms in order to create a friction-less experience for their end users.
Application Programming Interfaces (API)
  • Account Onboarding and Maintenance (Real-Time): a suite of API libraries to create new accounts, retrieve and update account profiles, upload documents, and more.
  • Asset Servicing (Real-Time): a suite of API libraries to view balances, positions, equity, buying power, and more in real-time.
  • Account Funding: automated money movement such as ACH and wires through the API offering.
  • Activity: a suite of API libraries to view trading activity, corporate actions, dividends, cash activity, margin calls, and other information.
  • Reporting: an API library to retrieve trade confirms, statements, tax documents, and more.
Wedbush is integrated with 20+ order management systems for post-trade execution and trade capture for equities, options and fixed income. Straight-through-processing enables clients to leverage and utilize order management solutions that are best suited for their trading strategies.

Execution Services

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