Chris Mone is an Executive Vice President of Wedbush Securities. He serves as the head of the Wealth Management division and is a member of the President’s Executive Committee and the Management Committee of the firm. Wedbush Securities is one of the largest securities firms and investment banks with headquarters on the West Coast. Founded in 1955 and built on a culture of entrepreneurship and innovation, Wedbush remains an independent, family and employee-owned, fully diversified, self-clearing financial services firm, and a true American success story. With over 25 years of experience in various leadership roles in the financial services industry, Chris joined the leadership team at Wedbush in 2019 to embark on a new chapter of growth.
With over 28 years of experience in the finance industry, Chris formerly held roles such as President of U.S. Markets for Wilmington Trust Wealth Advisory, President of the Greater Los Angeles region of BNY Mellon Wealth Management, Managing Director of UBS Wealth Management, and was a top Financial Advisor with Prudential Securities and Edward Jones.
Chris earned his bachelor’s degree in English and Literature from St. John’s University and his Juris Doctor from Fordham University School of Law. He holds his Series 3, 7, 8, 63, and 65 licenses.
Since our founding in 1955, Wedbush has been a leader in the financial services industry providing our clients, both private and institutional, with a wide range of securities brokerage, wealth management, and investment banking services; Headquartered in Los Angeles, California with 100 registered offices and nearly 900 colleagues, the firm focuses on client service and financial safety, innovation, and the utilization of advanced technology.
Follow us on LinkedIn, Twitter, and Facebook.
The background of this firm and investment professionals may be found on FINRA’s BrokerCheck
Wedbush Financial Advisors and Independent Contractors may only conduct business with the residents of the states and/or jurisdictions for which they are properly registered.
Wedbush is an affiliate of Qapital, a fintech company. Advisory services associated with Wedbush Next Powered by Qapital are provided by Qapital Invest, LLC (“Qapital Invest”) an SEC-registered investment advisor and affiliate of Wedbush. Sales representatives associated with Wedbush Securities Inc. may receive compensation for referrals to Qapital and/or Qapital Invest.
Securities and Investment Advisory services are offered through Wedbush Securities, Inc. Member NYSE/FINRA/SIPC.
Third party entities named are not associated with Wedbush Securities.
Investment professionals may only conduct business and provide recommendations with residents of the states for which they are properly licensed. You can check the registration and background of an investment professional and their firm.
Please refer to FINRA’s BrokerCheck website for this information: FINRA’s BrokerCheck.
Fixed income securities are subject to increased loss of principal during periods of rising interest rates and are subject to various other risks including changes in credit quality, market valuations, liquidity, prepayments, early redemption, corporate events, tax ramifications, and other factors. Investors should consider carefully information contained in the prospectus, including investment objectives, risks, charges, and expenses. You can request a prospectus by contacting your Wedbush Financial Advisor and/or Registered Representative. Past performance is never a guarantee of future returns.
BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.