Financial Planning

We strive to provide clients with exceptional customer service by developing a long-lasting relationship built on trust, so we can help manage and guide your wealth throughout your lifetime.

Wedbush Securities Advisors take the time to understand your financial goals and objectives. Leveraging investment resources, tools, and research, your Advisor will explore and evaluate a wide variety of investment options on your behalf to develop strategies and custom solutions designed to help you meet your financial goals.

Guiding You Toward Financial Wellness

At Wedbush, we understand that financial planning is more than just numbers; it’s about creating a pathway to achieving your dreams. Our dedicated financial planning team offers personalized, proactive services designed to help secure your financial future. Whether you are approaching retirement, aiming to maximize your investments, or planning for your family’s future, we are here to guide you through every financial milestone.

We believe in a holistic approach to financial planning, which means we consider all aspects of your financial life to create a comprehensive plan tailored to your unique needs and goals. From navigating complex investment landscapes to helping optimize your tax strategies, our objective is to provide you with peace of mind knowing that every detail of your financial life is being managed with expertise and care.

Let us help you turn your financial goals into reality with strategies that are as unique as you are. Start your journey to financial confidence with us today.

Our Comprehensive Financial
Planning Services

Retirement Planning

Investment Management

Estate Planning

Education Funding

Debt Management

Insurance Planning

Secure Income Strategies

Financial Wellness Check-Ups

Business Financial Planning

* Wedbush Securities does not provide tax or legal advice. Please consult your tax advisor or legal professional for your specific situation.

Initial Consultation

Our relationship begins with a meeting to understand your financial situation, goals, and priorities.

This is a critical step where we gather all necessary information, including your current financial status, investment experience, risk tolerance, and long-term objectives.

Financial Assessment

We conduct a thorough analysis of your financial data, including assets, liabilities, income, and expenses. This assessment helps us understand your financial health and identify areas that require immediate attention or long-term strategy adjustments.

Strategy Development

Based on the assessment, we develop a customized financial strategy that addresses your specific needs. This includes recommendations for asset allocation, investment management, risk management, tax planning, and any other relevant financial considerations.

Plan Presentation

We present the financial plan to you in a detailed discussion, ensuring that you understand each component of the strategy.

This is an interactive session where we encourage you to ask questions and express any concerns so we can refine the plan to better fit your needs.

Implementation

Once you approve the plan, we will proceed with implementing the financial strategies. This might involve coordinating with other financial professionals, such as accountants or attorneys, to execute parts of the plan, like estate planning or tax filing.

Ongoing Review and Adjustment

Financial planning is an ongoing process. We schedule regular reviews to update the plan according to any changes in your financial situation or the economic environment.

This ensures that your financial plan stays aligned with your goals and adapts to changes in your life or financial circumstances.

Our goal is to ensure that you feel confident and in control of your financial future.

We are committed to providing you with the expertise, care, and attention needed to achieve your financial goals.

John Lindsey, CFA

John Lindsey is the National Director of Financial Planning at Wedbush Securities, providing a distinctive blend of analytical rigor, strategic insight, and client-focused service to comprehensive wealth management. Leveraging expertise in investment analysis, risk management, and asset allocation, he delivers tailored financial plans and value-driven advice aligned with clients’ goals.

Prior to joining Wedbush, John worked for Rand Advisors, an Investment Advisory firm in Saratoga Springs, NY, where he was an analyst for the long-short equity portfolio. John lives in Denver, CO, where he enjoys skiing, waterskiing, playing golf, and traveling during his leisure time. John holds a B.S. from the University at Buffalo and is a CFA charterholder.

John Lindsey, CFA

Frequently Asked Questions (FAQs)

What Is Financial Planning and Who Needs It?

Financial planning is a comprehensive process that helps individuals and businesses set, understand, and work toward achieving their financial goals. It may be suitable for anyone seeking to manage their finances more effectively, whether they are planning for retirement, saving for college, or looking to manage their investments.

Getting started is simple. Contact us to schedule an initial consultation to discuss your financial situation and goals. This meeting is key to designing a plan that fits your unique needs.

It’s helpful to bring any relevant financial documents, such as recent tax returns, pay stubs, investment statements, debts, and any information on existing insurance policies. This will give us a comprehensive view of your financial landscape.

We recommend reviewing your financial plan at least annually, or whenever significant life events occur, such as marriage, birth of a child, or a new career. Regular reviews ensure that your plan adapts to changes in your financial situation and market conditions.

Absolutely. Your financial plan is dynamic and can be adjusted at any time to reflect changes in your life and financial priorities. We prioritize flexibility to ensure your plan always aligns with your current needs.

Our fee structure varies based on the type and complexity of the services provided. We offer a clear and transparent pricing model that we will discuss during your initial consultation.

Our firm prides itself on personalized service and expertise. We tailor each financial plan to the individual’s specific needs, and our advisors are committed to building long-term relationships with our clients.

You can contact your financial advisor directly via phone or email. We make every effort to ensure that our clients can reach their advisor whenever they need to discuss any concerns or questions about their financial plan.

Contact us to learn how we can partner for your financial success.