Richard “Rick” Johnson

Managing Director, Investments
Closed-End Funds, Financial Planning, Structured Products

Biography

Rick Johnson joined Wedbush Securities at the beginning of 2024 as a Financial Advisor and Investment Planning Specialist in the firm’s Santa Rosa office, partnering with longtime friend and business associate, Dru Argue.

Rick bring years of experince, having cultivated numerous enduring relationships during his 18-year tenure at First Trust. His focus on unit investment trusts, as well as stocks, bonds, and ETFs, has offered Wedbush’s clients a range of robust investment options to help them work towards their financial goals.

Rick’s journey into the financial industry took an unconventional approach. Initially, he achieved recognition as a record-breaking college quarterback at Southern Illinois University, leading the team to an NCAA Division 1-AA championship title. Following this success, he became a second-round draft pick for the Los Angeles Rams and later a veteran of the Canadian Football League. Subsequently, Rick transitioned from his athletic career to Hollywood, where he explored roles as an actor, producer, and director.

His experience in managing his personal finances during his football career and involvement in production financing for TV and film laid the foundation for his segue into financial services. Rick went on to become a Registered Investment Advisor (RIA) and served as the Vice President and Unit Trust Specialist at First Trust. During his time at First Trust, he collaborated with financial advisors nationwide, including many at Wedbush. Notably, he worked closely with advisors in the Santa Rosa office, establishing connections with his now business partner, Dru Argue.

Originally from Illinois, Rick has now made the East Bay area of California his home. He continues to find pleasure in watching college football and cheering for his SIU Salukis

Wedbush Next

Wedbush NEXT is a mobile application designed to give clients more flexibility in how to track, manage, and help grow their finances.

With Wedbush NEXT clients can:

  • Open a Wedbush NEXT spend account
  • Set and manage savings goals
  • Access curated automated investing portfolios

     

To get started, use your mobile phone to scan the QR Code. If you’re already on your phone, just tap the Code!

About Wedbush

Since our founding in 1955, Wedbush has been a leader in the financial services industry providing our clients, both private and institutional, with a wide range of securities brokerage, wealth management, and investment banking services; Headquartered in Los Angeles, California with 100 registered offices and nearly 900 colleagues, the firm focuses on client service and financial safety, innovation, and the utilization of advanced technology.

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Fixed income securities are subject to increased loss of principal during periods of rising interest rates and are subject to various other risks including changes in credit quality, market valuations, liquidity, prepayments, early redemption, corporate events, tax ramifications, and other factors. Investors should consider carefully information contained in the prospectus, including investment objectives, risks, charges, and expenses. You can request a prospectus by contacting your Wedbush Financial Advisor and/or Registered Representative. Past performance is never a guarantee of future returns.

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