With over 30 years’ experience in the Financial Services industry, Jim prides himself on his natural ability to connect with his clients while assisting them in realizing their long-term financial goals.
Jim began his career at First Wall Street Corporation, a La Jolla, California firm co-founded by his father. During his tenure at the firm, Jim learned the value of listening to and understanding the needs of his clients while simultaneously being able to translate those needs into specific and actionable plans. He has been passionate about serving the best interests of his clients ever since.
Jim is a home grown Southern Californian, with deep ties to his community. He was born In La Jolla, where he currently resides with his spouse, and attended La Jolla High School. He later went on to earn his Bachelor’s degree in Political Science from San Diego State University. Jim has three adult children, and in his spare time, he enjoys staying active by running, cycling, golfing, skiing and participating in other outdoor sporting activities.
Office Support – Kim Kiefer
Kim is my Operations Specialist. She has been in the financial services industry for 34 years, 20 of those, providing operational support to my clients. Kim’s responsibilities include processing check requests, new account set up, securities registration, account changes and corrections, and the processing of account transfers. If you have any operational questions regarding your account you may contact Kim directly at [email protected] or (858)-454-3897. Toll free 1-(800)-453-2255
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Since our founding in 1955, Wedbush has been a leader in the financial services industry providing our clients, both private and institutional, with a wide range of securities brokerage, wealth management, and investment banking services; Headquartered in Los Angeles, California with 100 registered offices and nearly 900 colleagues, the firm focuses on client service and financial safety, innovation, and the utilization of advanced technology.
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Wedbush is an affiliate of Qapital, a fintech company. Advisory services associated with Wedbush Next Powered by Qapital are provided by Qapital Invest, LLC (“Qapital Invest”) an SEC-registered investment advisor and affiliate of Wedbush. Sales representatives associated with Wedbush Securities Inc. may receive compensation for referrals to Qapital and/or Qapital Invest.
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Fixed income securities are subject to increased loss of principal during periods of rising interest rates and are subject to various other risks including changes in credit quality, market valuations, liquidity, prepayments, early redemption, corporate events, tax ramifications, and other factors. Investors should consider carefully information contained in the prospectus, including investment objectives, risks, charges, and expenses. You can request a prospectus by contacting your Wedbush Financial Advisor and/or Registered Representative. Past performance is never a guarantee of future returns.
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