Jon Underkofler is a Senior Vice President and Market Manager at Wedbush Securities, where he focuses on developing comprehensive, integrated wealth management strategies based on a deep understanding of his clients’ unique perspectives and values. With almost 30 years in finance, Jon is well-versed in banking, investment management, and financial planning, and maintains a steadfast commitment to guiding his clients through complexity and uncertainty within their financial endeavors.
In his role as the Market Manager overseeing the Central-West Region, Jon brings extensive experience from his previous roles at Bernstein Private Wealth Management, BNY Wealth, JPMorgan Chase, and Wells Fargo. Jon provides comprehensive wealth management to entrepreneurs, corporate executives, and families while having experience advising endowments and foundations. He specializes in complex M&A transactions as a certified Exit Planning Advisor (CEPA®), is an Accredited Asset Management Specialist (AAMS®), and also holds a Chartered Retirement Planning Counselor (CRPC®) certification.
Underkofler attended Arizona State University studying economics and then went on to further his education at Northwestern University, earning a master’s degree in finance. As an avid supporter of several non-profits across metropolitan Denver, Jon is passionate about family and community. He lives in Highlands Ranch Colorado with his wife and children, where they enjoy boating, skiing, hiking, and mountain biking.
Wedbush NEXT is a mobile application designed to give clients more flexibility in how to track, manage, and help grow their finances.
With Wedbush NEXT clients can:
To get started, use your mobile phone to scan the QR Code. If you’re already on your phone, just tap the Code!
Since our founding in 1955, Wedbush has been a leader in the financial services industry providing our clients, both private and institutional, with a wide range of securities brokerage, wealth management, and investment banking services; Headquartered in Los Angeles, California with 100 registered offices and nearly 900 colleagues, the firm focuses on client service and financial safety, innovation, and the utilization of advanced technology.
Follow us on LinkedIn, Twitter, and Facebook.
The background of this firm and investment professionals may be found on FINRA’s BrokerCheck
Wedbush Financial Advisors and Independent Contractors may only conduct business with the residents of the states and/or jurisdictions for which they are properly registered.
Wedbush is an affiliate of Qapital, a fintech company. Advisory services associated with Wedbush Next Powered by Qapital are provided by Qapital Invest, LLC (“Qapital Invest”) an SEC-registered investment advisor and affiliate of Wedbush. Sales representatives associated with Wedbush Securities Inc. may receive compensation for referrals to Qapital and/or Qapital Invest.
Securities and Investment Advisory services are offered through Wedbush Securities, Inc. Member NYSE/FINRA/SIPC.
Third party entities named are not associated with Wedbush Securities.
Investment professionals may only conduct business and provide recommendations with residents of the states for which they are properly licensed. You can check the registration and background of an investment professional and their firm.
Please refer to FINRA’s BrokerCheck website for this information: FINRA’s BrokerCheck.
Fixed income securities are subject to increased loss of principal during periods of rising interest rates and are subject to various other risks including changes in credit quality, market valuations, liquidity, prepayments, early redemption, corporate events, tax ramifications, and other factors. Investors should consider carefully information contained in the prospectus, including investment objectives, risks, charges, and expenses. You can request a prospectus by contacting your Wedbush Financial Advisor and/or Registered Representative. Past performance is never a guarantee of future returns.
BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.
